Firm profile

4THOUGHT FINANCIAL GROUP INC.

SYOSSET, NYCRD 162997Latest ADV January 5, 2026

4Thought Financial Group Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Syosset, NY. Its latest Form ADV filing, dated January 5, 2026, reports $214M in regulatory assets under management, 6 employees, and 869 accounts.

Assets Under Management
$214M
Employees
6
Offices
--
Total Clients
344
Primary office
SYOSSET, NY
6851 JERICHO TURNPIKE, SUITE 120, SYOSSET, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(516) 300-1617
WebsiteNot reported
LinkedInNot reported

Leadership

4 roles identified
CEOJesse B. Mackey
CCOJesse B. Mackey
CFODaniel R. Mackey

Advisory services offered

6 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 86.3% of total clients.
Top client categories% of clientsClients
1
Individuals
86.3%
297
2
Pension Plans
12.2%
42
3
Corporations
1.5%
5
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$214Mas of January 5, 2026
Discretionary97.5%
$209M
97% of total RAUM97.5%
Non-discretionary2.5%
$5M
3% of total RAUM2.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$214M
Total Accounts869
10Y AUM Change+$125M (+141.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee57:1
10Y Employee Change-4 (-40.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.