Firm profile

3 FACTOR INDEXING, LLC

CRD 160356Latest ADV March 26, 2026

3 Factor Indexing, LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 26, 2026, reports $193M in regulatory assets under management, 4 employees, and 174 accounts.

Assets Under Management
$193M
Employees
4
Offices
--
Total Clients
48
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOArthur V. Shaw
CCOArthur V. Shaw

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentHNWI represent 83.3% of total clients.
Top client categories% of clientsClients
1
HNWI
83.3%
40
2
Individuals
16.7%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$193Mas of March 26, 2026
Discretionary98.5%
$190M
99% of total RAUM98.5%
Non-discretionary1.5%
$3M
1% of total RAUM1.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$193M
Total Accounts174
10Y AUM Change+$70M (+56.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee12:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.