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Firm profile

Midwest Financial Associates, Inc..

ROCKFORD, ILCRD 158573Registration Status: ApprovedEffective since April 23, 2026Latest ADV July 7, 2026

Midwest Financial Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Rockford, IL. Its latest Form ADV filing, dated July 7, 2026, reports $124M in regulatory assets under management, 4 employees, and 632 accounts.

Assets Under Management
$124M
Employees
4
Offices
--
Total Clients
301
Primary office
ROCKFORD, IL
4615 E STATE STREET, SUITE 102, ROCKFORD, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(779) 210-2930
WebsiteNot found
LinkedInNot found

Leadership

1 roles identified
CCOTimothy F. Knauf

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 86.4% of total clients.
Top client categories% of clientsClients
1
Individuals
86.4%
260
2
HNWI
8.6%
26
3
Pension Plans
4.3%
13
4
Corporations
0.7%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$124Mas of July 7, 2026
Discretionary100.0%
$124M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$124M
Total Accounts632
10Y AUM Change$0 (0.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee75:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.