Firm profile

RFG ADVISORY, LLC

VESTAVIA HILLS, ALCRD 158401Latest ADV April 15, 2026

Rfg Advisory, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Vestavia Hills, AL. Its latest Form ADV filing, dated April 15, 2026, reports $6.8B in regulatory assets under management, 311 employees, 71 offices, and 25,346 accounts.

Assets Under Management
$6.8B
Employees
311
Offices
71 offices
Total Clients
14,539
Primary office
VESTAVIA HILLS, AL
1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOShannon P. Spotswood
CCORichard H. Ohlrich
CFODouglas S. Nelson

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 88.5% of total clients.
Top client categories% of clientsClients
1
Individuals
88.5%
12,862
2
HNWI
10.4%
1,506
3
Corporations
0.8%
112
4
Pension Plans
0.2%
28
5
Charitable
0.1%
14
Additional categories (<0.1%)
Irrevocable Trusts/Estates7 clients
Government<5 clients
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$6.8Bas of April 15, 2026
Discretionary100.0%
$6.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$6.8B
Total Accounts25,346
10Y AUM Change+$6.2B (+1020.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees311
Clients per Employee47:1
10Y Employee Change+273 (+718.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.