Mraz and Associates is an SEC registered investment adviser organized as a corporation with a primary office location in Modesto, CA. Its latest Form ADV filing, dated March 11, 2026, reports $917M in regulatory assets under management, 6 employees, and 1,289 accounts.
Assets Under Management
$917M
Employees
6
Offices
--
Total Clients
487
Primary office
MODESTO, CA
1120 13TH STREET, SUITE C, MODESTO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.7% of total clients.
Top client categories% of clientsClients
1
Individuals
51.7%
252
2
HNWI
45.4%
221
3
Pension Plans
1.8%
9
4
Corporations
0.6%
3
5
Charitable
0.4%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$917Mas of March 11, 2026
Discretionary100.0%
$917M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$917M
Total Accounts1,289
10Y AUM Change+$469M (+104.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee81:1
10Y Employee Change-1 (-14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.