BUFFALO GROVE, ILCRD 158023Latest ADV April 30, 2026
Sgl Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Buffalo Grove, IL. Its latest Form ADV filing, dated April 30, 2026, reports $416M in regulatory assets under management, 33 employees, 3 offices, and 2,713 accounts.
Assets Under Management
$416M
Employees
33
Offices
3 offices
Total Clients
884
Primary office
BUFFALO GROVE, IL
1130 W LAKE COOK ROAD, SUITE 150, BUFFALO GROVE, IL, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 89.9% of total clients.
Top client categories% of clientsClients
1
Individuals
89.9%
795
2
HNWI
10.0%
88
3
Pension Plans
0.1%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$416Mas of April 30, 2026
Discretionary99.5%
$414M
100% of total RAUM99.5%
Non-discretionary0.5%
$2M
0% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$416M
Total Accounts2,713
10Y AUM Change+$337M (+429.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees33
Clients per Employee27:1
10Y Employee Change-4 (-10.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.