Wwm Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Carslbad, CA. Its latest Form ADV filing, dated April 12, 2026, reports $382M in regulatory assets under management, 8 employees, and 1,682 accounts.
Assets Under Management
$382M
Employees
8
Offices
--
Total Clients
570
Primary office
CARSLBAD, CA
2131 PALOMAR AIRPORT RD., SUITE 330, CARSLBAD, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 77.5% of total clients.
Top client categories% of clientsClients
1
Individuals
77.5%
442
2
HNWI
18.1%
103
3
Pension Plans
2.6%
15
4
Corporations
1.8%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$382Mas of April 12, 2026
Discretionary94.1%
$359M
94% of total RAUM94.1%
Non-discretionary5.9%
$23M
6% of total RAUM5.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$382M
Total Accounts1,682
10Y AUM Change+$261M (+216.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee71:1
10Y Employee Change+2 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.