Financial Concepts is an SEC registered investment adviser organized as a corporation with a primary office location in Columbus, MS. Its latest Form ADV filing, dated February 2, 2026, reports $1.1B in regulatory assets under management, 19 employees, and 5,235 accounts.
Assets Under Management
$1.1B
Employees
19
Offices
--
Total Clients
2,537
Primary office
COLUMBUS, MS
2980 NORTH FRONTAGE ROAD, COLUMBUS, MS, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 87.0% of total clients.
Top client categories% of clientsClients
1
Individuals
87.0%
2,208
2
HNWI
12.2%
310
3
Pension Plans
0.6%
15
4
Charitable
0.2%
4
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of February 2, 2026
Discretionary100.0%
$1.1B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.1B
Total Accounts5,235
10Y AUM Change+$902M (+485.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees19
Clients per Employee134:1
10Y Employee Change+16 (+533.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.