Firm profile

WAYPOINTS FINANCIAL

SEBRING, FLCRD 157494Latest ADV March 19, 2026

Waypoints Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Sebring, FL. Its latest Form ADV filing, dated March 19, 2026, reports $158M in regulatory assets under management, 3 employees, and 648 accounts.

Assets Under Management
$158M
Employees
3
Offices
--
Total Clients
430
Primary office
SEBRING, FL
149 EAST CENTER AVENUE, SEBRING, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJohn R. Clark

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 92.1% of total clients.
Top client categories% of clientsClients
1
Individuals
92.1%
396
2
HNWI
7.4%
32
3
Charitable
0.5%
2
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$158Mas of March 19, 2026
Discretionary100.0%
$158M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$158M
Total Accounts648
10Y AUM Change+$43M (+37.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee143:1
10Y Employee Change-3 (-50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.