Prosperity Capital Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Westlake, OH. Its latest Form ADV filing, dated March 23, 2026, reports $4.4B in regulatory assets under management, 244 employees, 41 offices, and 16,541 accounts.
Assets Under Management
$4.4B
Employees
244
Offices
41 offices
Total Clients
7,548
Primary office
WESTLAKE, OH
30400 DETROIT ROAD, SUITE 201, WESTLAKE, OH, United States
Top client segmentIndividuals represent 85.8% of total clients.
Top client categories% of clientsClients
1
Individuals
85.8%
6,479
2
HNWI
13.1%
990
3
Pension Plans
0.4%
29
4
Corporations
0.3%
25
5
Charitable
0.3%
24
Additional categories (<0.1%)
Insurance Cos.<5 clients
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.4Bas of March 23, 2026
Discretionary100.0%
$4.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$4.4B
Total Accounts16,541
10Y AUM Change+$3.7B (+559.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees244
Clients per Employee31:1
10Y Employee Change+189 (+343.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.