Firm profile

SECOR INVESTMENT MANAGEMENT, LP

NEW YORK, NYCRD 155919Latest ADV March 30, 2026

Secor Investment Management, LP is an SEC registered investment adviser organized as a limited partnership with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $2.2B in regulatory assets under management, 38 employees, and 11 accounts.

Assets Under Management
$2.2B
Employees
38
Offices
--
Total Clients
11
Primary office
NEW YORK, NY
1290 AVENUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOTony Duen-li Kao
CCOPattie L. Hand
CIOTony Duen-li Kao

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Selection of other advisers

Fee models offered

4 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentPension Plans represent 72.7% of total clients.
Top client categories% of clientsClients
1
Pension Plans
72.7%
8
2
Pooled Investment Vehicles
18.2%
2
3
Charitable
9.1%
1
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.2Bas of March 30, 2026
Discretionary99.5%
$2.2B
99% of total RAUM99.5%
Non-discretionary0.5%
$12M
1% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.2B
Total Accounts11
10Y AUM Change$-23.7B (-91.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees38
Clients per Employee0:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.