New Harbor Financial Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Worcester, MA. Its latest Form ADV filing, dated April 6, 2026, reports $821M in regulatory assets under management, 9 employees, and 2,197 accounts.
Assets Under Management
$821M
Employees
9
Offices
--
Total Clients
1,019
Primary office
WORCESTER, MA
146 MAIN STREET, SUITE 302, WORCESTER, MA, United States
Top client segmentIndividuals represent 71.4% of total clients.
Top client categories% of clientsClients
1
Individuals
71.4%
728
2
HNWI
27.7%
282
3
Charitable
0.5%
5
4
Pension Plans
0.4%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$821Mas of April 6, 2026
Discretionary96.8%
$794M
97% of total RAUM96.8%
Non-discretionary3.2%
$27M
3% of total RAUM3.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$821M
Total Accounts2,197
10Y AUM Change+$676M (+466.2%)
Rialytix.com
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee113:1
10Y Employee Change+5 (+125.0%)
Rialytix.com
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.