Firm profile

NEW HARBOR FINANCIAL GROUP, LLC

WORCESTER, MACRD 155528Latest ADV April 6, 2026

New Harbor Financial Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Worcester, MA. Its latest Form ADV filing, dated April 6, 2026, reports $821M in regulatory assets under management, 9 employees, and 2,197 accounts.

Assets Under Management
$821M
Employees
9
Offices
--
Total Clients
1,019
Primary office
WORCESTER, MA
146 MAIN STREET, SUITE 302, WORCESTER, MA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOChristine M. Drisco

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 71.4% of total clients.
Top client categories% of clientsClients
1
Individuals
71.4%
728
2
HNWI
27.7%
282
3
Charitable
0.5%
5
4
Pension Plans
0.4%
4

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$821Mas of April 6, 2026
Discretionary96.8%
$794M
97% of total RAUM96.8%
Non-discretionary3.2%
$27M
3% of total RAUM3.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$821M
Total Accounts2,197
10Y AUM Change+$676M (+466.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee113:1
10Y Employee Change+5 (+125.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.