LAKE OSWEGO, ORCRD 155446Latest ADV March 10, 2026
Cgc Financial Services is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lake Oswego, OR. Its latest Form ADV filing, dated March 10, 2026, reports $876M in regulatory assets under management, 13 employees, and 3,103 accounts.
Assets Under Management
$876M
Employees
13
Offices
--
Total Clients
1,151
Primary office
LAKE OSWEGO, OR
5 CENTERPOINTE DR SUITE 550, LAKE OSWEGO, OR, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 81.0% of total clients.
Top client categories% of clientsClients
1
Individuals
81.0%
932
2
HNWI
18.1%
208
3
Charitable
0.6%
7
4
Corporations
0.3%
3
5
Pension Plans
0.1%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$876Mas of March 10, 2026
Discretionary97.8%
$856M
98% of total RAUM97.8%
Non-discretionary2.2%
$20M
2% of total RAUM2.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$876M
Total Accounts3,103
10Y AUM Change+$386M (+78.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees13
Clients per Employee89:1
10Y Employee Change-1 (-7.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.