Empirical Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Wellesley, MA. Its latest Form ADV filing, dated March 30, 2026, reports $560M in regulatory assets under management, 14 employees, 5 offices, and 1,399 accounts.
Assets Under Management
$560M
Employees
14
Offices
5 offices
Total Clients
474
Primary office
WELLESLEY, MA
57 RIVER STREET, SUITE 301, WELLESLEY, MA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 56.3% of total clients.
Top client categories% of clientsClients
1
HNWI
56.3%
267
2
Individuals
40.1%
190
3
Corporations
2.1%
10
4
Pension Plans
1.3%
6
5
Pooled Investment Vehicles
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$560Mas of March 30, 2026
Discretionary96.4%
$540M
96% of total RAUM96.4%
Non-discretionary3.6%
$20M
4% of total RAUM3.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$560M
Total Accounts1,399
10Y AUM Change+$447M (+397.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee34:1
10Y Employee Change+10 (+250.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.