Focused Wealth Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Newburgh, NY. Its latest Form ADV filing, dated March 23, 2026, reports $2.3B in regulatory assets under management, 19 employees, and 5,733 accounts.
Assets Under Management
$2.3B
Employees
19
Offices
--
Total Clients
2,333
Primary office
NEWBURGH, NY
11 BALMVILLE RD., SUITE 2 NORTH, NEWBURGH, NY, United States
Top client segmentIndividuals represent 80.0% of total clients.
Top client categories% of clientsClients
1
Individuals
80.0%
1,867
2
HNWI
12.7%
296
3
Pension Plans
5.7%
133
4
Corporations
1.0%
23
5
Charitable
0.3%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.3Bas of March 23, 2026
Discretionary85.7%
$1.9B
86% of total RAUM85.7%
Non-discretionary14.3%
$325M
14% of total RAUM14.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$2.3B
Total Accounts5,733
10Y AUM Change+$1.8B (+337.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees19
Clients per Employee123:1
10Y Employee Change+9 (+90.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.