Firm profile

Soltis Investment Advisors, LLC

ST. GEORGE, UTCRD 154690Registration Status: ApprovedEffective since September 20, 2010SEC # 801-71833Latest ADV July 9, 2026

Soltis Investment Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in St. George, UT.

Assets Under Management
$12.0B
Employees
121
Offices
20 offices
Total Clients
5,414

Associated firm names

1 name listed
  • SOLTIS INVESTMENT ADVISORS, LLC

Leadership

3 roles identified
CEOClark V. Taylor
CCOKenneth I. Grossfield
CFOCasey J. T. Barrus

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees

Offices & Contact

Primary office

ST. GEORGE, Utah, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Utah

ST. GEORGEPrimary office · LEHI · SALT LAKE CITY

Arizona

GILBERT

California

FOLSOM · REDWOOD CITY

Colorado

BROOMFIELD

Florida

PALM BEACH GARDENS

Illinois

OAKBROOK TERRACE

Massachusetts

BOSTON

Michigan

NOVI

New York

NEW YORK

North Carolina

RALEIGH

Ohio

COLUMBUS · MASON · OAKWOOD

South Carolina

BLUFFTON

Texas

SOUTHLAKE · HOUSTON

Washington

BELLEVUE

20 office records listed · 20 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$12.0Bas of July 9, 2026
Discretionary100.0%
$12.0B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentHNWI represent 59.2% of total clients.
Top client categories% of clientsClients
1
HNWI
59.2%
3,207
2
Individuals
35.2%
1,906
3
Pension Plans
4.5%
243
4
Corporations
0.7%
38
5
Charitable
0.4%
20

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$12.0B
Total Accounts5,414
10Y AUM Change+$10.6B (+762.8%)

Private Funds

Private funds reported by Soltis Investment Advisors, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees121
Clients per Employee45:1
10Y Employee Change+97 (+404.2%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
BRISTLECONE BUYER, LLCDirect owner · Schedule AInterest in SOLTIS INVESTMENT ADVISORS, LLC
75%+
BRISTLECONE INTERMEDIATE HOLDINGS, LLCIndirect owner · Schedule BInterest in BRISTLECONE BUYER, LLC
75%+
BRISTLECONE PARENT HOLDINGS, LLCIndirect owner · Schedule BInterest in BRISTLECONE INTERMEDIATE HOLDINGS, LLC
75%+
ESTANCIA GP III-E, LLCIndirect owner · Schedule BInterest in ESTANCIA GP III, LP
75%+
ESTANCIA MANAGING DIRECTORS, LLCIndirect owner · Schedule BInterest in ESTANCIA UGP III, LLC
75%+
MENDEZ FAMILY TRUST U/T/AIndirect owner · Schedule BInterest in REVOLUTIONARIES, LLC
75%+
MICHAEL CASARES MENDEZIndirect owner · Schedule BInterest in MENDEZ FAMILY TRUST U/T/A
75%+
CHERYL LYNN MENDEZIndirect owner · Schedule BInterest in MENDEZ FAMILY TRUST U/T/A
75%+
ESTANCIA CAPITAL PARTNERS FUND III, L.P.Indirect owner · Schedule BInterest in ESTANCIA BRISTLECONE AGGREGATOR, LLC
50% to < 75%
MICHAEL CASARES MENDEZIndirect owner · Schedule BInterest in ESTANCIA MANAGING DIRECTORS, LLC
50% to < 75%
REVOLUTIONARIES, LLCIndirect owner · Schedule BInterest in ESTANCIA CAPITAL MANAGEMENT, LLC
50% to < 75%
ESTANCIA BRISTLECONE AGGREGATOR, LLCIndirect owner · Schedule BInterest in BRISTLECONE PARENT HOLDINGS, LLC
25% to < 50%
MICHAEL CASARES MENDEZIndirect owner · Schedule BInterest in ESTANCIA GP III-E, LLC
25% to < 50%
TAKASHI BAYARD MORIUCHIIndirect owner · Schedule BInterest in ESTANCIA GP III-E, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Soltis Investment Advisors, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-07-09 · Schedules A and B

30 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1HAL GARY ANDERSONDIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR10/2025Schedule APDF page 30
2CLARK VALANTINE TAYLORCEOIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NAYesCEO10/2025Schedule APDF page 30
3TYLER JON FINLINSONPRESIDENTIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NAYesPRESIDENT10/2025Schedule APDF page 30
4BRENT DAVID MOOREEXECUTIVE VICE PRESIDENTIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NAYesEXECUTIVE VICE PRESIDENT10/2025Schedule APDF page 30
5BRISTLECONE BUYER, LLCOWNERDomestic entitySOLTIS INVESTMENT ADVISORS, LLC75% or moreCode EYesOWNER08/2024Schedule APDF page 31
6CASEY JAMES T BARRUSCFOIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NAYesCFO10/2024Schedule APDF page 31
7KENNETH IAN GROSSFIELDGENERAL COUNSEL AND CCOIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NAYesGENERAL COUNSEL AND CCO10/2025Schedule APDF page 31
8DANA ALAN KURTTILADIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 31
9CLIVE PATRICK CHOLERTONDIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 31
10NEAL JERRY SIMONDIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 31
11SAMUEL HUNTER RYDERDIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 31
12TAKASHI BAYARD MORIUCHIDIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 31
13MITCHELL LOUIS HOLLINDIRECTORIndividualSOLTIS INVESTMENT ADVISORS, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 31
14BRISTLECONE INTERMEDIATE HOLDINGS, LLCMEMBERDomestic entityBRISTLECONE BUYER, LLC75% or moreCode EYesMEMBER12/2023Schedule BPDF page 31
15BRISTLECONE PARENT HOLDINGS, LLCMEMBERDomestic entityBRISTLECONE INTERMEDIATE HOLDINGS, LLC75% or moreCode EYesMEMBER12/2023Schedule BPDF page 31
16ESTANCIA BRISTLECONE AGGREGATOR, LLCMEMBERDomestic entityBRISTLECONE PARENT HOLDINGS, LLC25% to less than 50%Code CYesMEMBER12/2023Schedule BPDF page 31
17ESTANCIA CAPITAL PARTNERS FUND III, L.P.MEMBERDomestic entityESTANCIA BRISTLECONE AGGREGATOR, LLC50% to less than 75%Code DYesMEMBER12/2023Schedule BPDF page 31
18ESTANCIA CAPITAL MANAGEMENT, LLCMANAGERDomestic entityESTANCIA BRISTLECONE AGGREGATOR, LLCPercentage not specifiedCode FYesMANAGER08/2024Schedule BPDF page 31
19ESTANCIA GP III, LPGENERAL PARTNERDomestic entityESTANCIA CAPITAL PARTNERS FUND III, L.P.Percentage not specifiedCode FYesGENERAL PARTNER09/2021Schedule BPDF page 31
20ESTANCIA UGP III, LLCGENERAL PARTNERDomestic entityESTANCIA GP III, LPPercentage not specifiedCode FYesGENERAL PARTNER09/2021Schedule BPDF page 31
21ESTANCIA GP III-E, LLCLIMITED PARTNERDomestic entityESTANCIA GP III, LP75% or moreCode EYesLIMITED PARTNER09/2021Schedule BPDF page 31
22ESTANCIA MANAGING DIRECTORS, LLCMEMBERDomestic entityESTANCIA UGP III, LLC75% or moreCode EYesMEMBER09/2021Schedule BPDF page 31
23ESTANCIA MANAGING DIRECTORS, LLCMANAGERDomestic entityESTANCIA GP III-E, LLCPercentage not specifiedCode FYesMANAGER09/2021Schedule BPDF page 32
24MICHAEL CASARES MENDEZMEMBERIndividualESTANCIA GP III-E, LLC25% to less than 50%Code CYesMEMBER09/2021Schedule BPDF page 32
25TAKASHI BAYARD MORIUCHIMEMBERIndividualESTANCIA GP III-E, LLC25% to less than 50%Code CYesMEMBER09/2021Schedule BPDF page 32
26MICHAEL CASARES MENDEZMANAGING DIRECTORIndividualESTANCIA MANAGING DIRECTORS, LLC50% to less than 75%Code DYesMANAGING DIRECTOR07/2009Schedule BPDF page 32
27REVOLUTIONARIES, LLCMEMBERDomestic entityESTANCIA CAPITAL MANAGEMENT, LLC50% to less than 75%Code DYesMEMBER01/2012Schedule BPDF page 32
28MENDEZ FAMILY TRUST U/T/AOWNERDomestic entityREVOLUTIONARIES, LLC75% or moreCode EYesOWNER12/2011Schedule BPDF page 32
29MICHAEL CASARES MENDEZTRUSTEEIndividualMENDEZ FAMILY TRUST U/T/A75% or moreCode EYesTRUSTEE12/1992Schedule BPDF page 32
30CHERYL LYNN MENDEZTRUSTEEIndividualMENDEZ FAMILY TRUST U/T/A75% or moreCode EYesTRUSTEE12/1992Schedule BPDF page 32

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 7/9/2026 2:06:17 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.