Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Montrusco Bolton Investments Inc..
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
WGAM STRATEGIC PARTNERSHIP FUND LPDirect owner · Schedule AInterest in MONTRUSCO BOLTON INVESTMENTS INC.
25% to < 50%
SYLVAIN BOULÉDirect owner · Schedule AInterest in MONTRUSCO BOLTON INVESTMENTS INC.
10% to < 25%
RICHARD GUAYDirect owner · Schedule AInterest in MONTRUSCO BOLTON INVESTMENTS INC.
10% to < 25%
JOHN-HENRI GOLDSMITHDirect owner · Schedule AInterest in MONTRUSCO BOLTON INVESTMENTS INC.
5% to < 10%
MUNIR SHAHINDirect owner · Schedule AInterest in MONTRUSCO BOLTON INVESTMENTS INC.
< 5%
PIOTR MAREK STUSIODirect owner · Schedule AInterest in MONTRUSCO BOLTON INVESTMENTS INC.
< 5%
WALTER GLOBAL ASSET MANAGEMENT INC.Indirect owner · Schedule BInterest in WGAM GENERAL PARTNER INC.
75%+
WALTER GROUP INC.Indirect owner · Schedule BInterest in WALTER CAPITAL MANAGEMENT INC.
75%+
PIERRE SOMERSIndirect owner · Schedule BInterest in WALTER GROUP INC.
75%+
WALTER CAPITAL MANAGEMENT INC.Indirect owner · Schedule BInterest in WALTER GLOBAL ASSET MANAGEMENT INC.
50% to < 75%
11476203 CANADA INC.Indirect owner · Schedule BInterest in WALTER GLOBAL ASSET MANAGEMENT INC.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Montrusco Bolton Investments Inc...
Reported ownership and control details
Form ADV · Filing date 2026-03-31 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JEAN-CLAUDE AYOTTESENIOR VICE PRESIDENT, CORPORATE AFFAIRSIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | SENIOR VICE PRESIDENT, CORPORATE AFFAIRS09/2006 | Schedule APDF page 37 |
| 2 | BENOÎT BOURDAGESVICE PRESIDENT, OPERATIONS AND DATA ANALYTICSIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, OPERATIONS AND DATA ANALYTICS06/1996 | Schedule APDF page 37 |
| 3 | SYLVAIN BOULÉPRESIDENT & CHIEF EXECUTIVE OFFICERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | 10% to less than 25%Code B | Yes | PRESIDENT & CHIEF EXECUTIVE OFFICER02/1992 | Schedule APDF page 37 |
| 4 | TIMOTHY RUSSELLVICE PRESIDENT, CLIENT SERVICINGIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, CLIENT SERVICING08/1997 | Schedule APDF page 37 |
| 5 | GINETTE THÉRIENSENIOR VICE PRESIDENT, GOVERNANCE AND CHIEF COMPLIANCE OFFICERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | SENIOR VICE PRESIDENT, GOVERNANCE AND CHIEF COMPLIANCE OFFICER12/1998 | Schedule APDF page 37 |
| 6 | JOHN-HENRI GOLDSMITHHEAD OF CANADIAN EQUITIESIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | 5% to less than 10%Code A | Yes | HEAD OF CANADIAN EQUITIES04/2004 | Schedule APDF page 37 |
| 7 | RICHARD GUAYSENIOR VICE PRESIDENT, INSTITUTIONAL MARKETSIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | 10% to less than 25%Code B | Yes | SENIOR VICE PRESIDENT, INSTITUTIONAL MARKETS09/2000 | Schedule APDF page 37 |
| 8 | JEAN-DAVID MELOCHEHEAD OF GLOBAL EQUITIESIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | HEAD OF GLOBAL EQUITIES01/2005 | Schedule APDF page 37 |
| 9 | Olivier BarresVICE PRESIDENT, FIXED INCOME AND CLIENT SERVICINGIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, FIXED INCOME AND CLIENT SERVICING02/2018 | Schedule APDF page 37 |
| 10 | SIMON SIMONIANPORTFOLIO MANAGERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | PORTFOLIO MANAGER07/2014 | Schedule APDF page 37 |
| 11 | CLAUDEANDRÉ DUQUETTESENIOR VICE PRESIDENT, HEAD OF BUSINESS DEVELOPMENT AND MARKETINGIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | SENIOR VICE PRESIDENT, HEAD OF BUSINESS DEVELOPMENT AND MARKETING01/2021 | Schedule APDF page 37 |
| 12 | ROBERT HISCOCKPORTFOLIO MANAGERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | PORTFOLIO MANAGER09/2021 | Schedule APDF page 37 |
| 13 | MUNIR SHAHINSHAREHOLDERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | No | SHAREHOLDER09/2021 | Schedule APDF page 37 |
| 14 | PIOTR MAREK STUSIOSHAREHOLDERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | No | SHAREHOLDER03/2023 | Schedule APDF page 37 |
| 15 | DINA FAKHRYSENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER/CORPORATE SECRETARYIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER/CORPORATE SECRETARY09/2022 | Schedule APDF page 37 |
| 16 | JASON SZCZEPKOWSKIVICE PRESIDENT, ASSISTANT HEAD OF CLIENT SERVICING, NORTH AMERICAIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, ASSISTANT HEAD OF CLIENT SERVICING, NORTH AMERICA06/2017 | Schedule APDF page 37 |
| 17 | MARC DROLETVICE PRESIDENT, HEAD OF CLIENT SERVICINGIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, HEAD OF CLIENT SERVICING08/2021 | Schedule APDF page 37 |
| 18 | JULIE ST-GERMAINVICE PRESIDENT, CLIENT SERVICINGIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, CLIENT SERVICING03/2023 | Schedule APDF page 37 |
| 19 | KARINE GAREAUVICE PRESIDENT, PEOPLE & CULTUREIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, PEOPLE & CULTURE03/2023 | Schedule APDF page 37 |
| 20 | FABRICE LÉGERVICE PRESIDENT, FINANCE AND CHIEF FINANCIAL OFFICERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, FINANCE AND CHIEF FINANCIAL OFFICER06/2024 | Schedule APDF page 38 |
| 21 | WGAM STRATEGIC PARTNERSHIP FUND LPSHAREHOLDERForeign entity | MONTRUSCO BOLTON INVESTMENTS INC. | 25% to less than 50%Code C | Yes | SHAREHOLDER12/2025 | Schedule APDF page 38 |
| 22 | SIMON TREMBLAYVICE PRESIDENT, INSTITUTIONAL MARKETSIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, INSTITUTIONAL MARKETS12/2025 | Schedule APDF page 38 |
| 23 | MARC LECAVALIERSENIOR PORTFOLIO MANAGER, SMALL AND MID-CAP EQUITIESIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | SENIOR PORTFOLIO MANAGER, SMALL AND MID-CAP EQUITIES12/2025 | Schedule APDF page 38 |
| 24 | STÉPHANE ROYVICE PRESIDENT, CHIEF TECHNOLOGY OFFICERIndividual | MONTRUSCO BOLTON INVESTMENTS INC. | Less than 5%Code NA | Yes | VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER12/2025 | Schedule APDF page 38 |
| 25 | WGAM GENERAL PARTNER INC.GENERAL PARTNERForeign entity | WGAM STRATEGIC PARTNERSHIP FUND LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER04/2019 | Schedule BPDF page 38 |
| 26 | WALTER GLOBAL ASSET MANAGEMENT INC.SHAREHOLDERForeign entity | WGAM GENERAL PARTNER INC. | 75% or moreCode E | Yes | SHAREHOLDER03/2019 | Schedule BPDF page 38 |
| 27 | WALTER CAPITAL MANAGEMENT INC.SHAREHOLDERForeign entity | WALTER GLOBAL ASSET MANAGEMENT INC. | 50% to less than 75%Code D | Yes | SHAREHOLDER01/2024 | Schedule BPDF page 38 |
| 28 | 11476203 CANADA INC.SHAREHOLDERForeign entity | WALTER GLOBAL ASSET MANAGEMENT INC. | 25% to less than 50%Code C | Yes | SHAREHOLDER06/2019 | Schedule BPDF page 38 |
| 29 | WALTER GROUP INC.SHAREHOLDERForeign entity | WALTER CAPITAL MANAGEMENT INC. | 75% or moreCode E | Yes | SHAREHOLDER01/2024 | Schedule BPDF page 38 |
| 30 | PIERRE SOMERSMAJORITY SHAREHOLDERIndividual | WALTER GROUP INC. | 75% or moreCode E | Yes | MAJORITY SHAREHOLDER05/1995 | Schedule BPDF page 38 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/31/2026 10:22:32 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.