Smith Financial Investment Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Kokomo, IN. Its latest Form ADV filing, dated March 27, 2026, reports $457M in regulatory assets under management, 5 employees, and 550 accounts.
Top client segmentIndividuals represent 54.7% of total clients.
Top client categories% of clientsClients
1
Individuals
54.7%
87
2
HNWI
45.3%
72
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$457Mas of March 27, 2026
Discretionary63.4%
$290M
63% of total RAUM63.4%
Non-discretionary36.6%
$167M
37% of total RAUM36.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$457M
Total Accounts550
10Y AUM Change+$292M (+177.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee32:1
10Y Employee Change-1 (-16.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.