Professional Financial Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Appleton, WI. Its latest Form ADV filing, dated March 18, 2026, reports $116M in regulatory assets under management, 5 employees, and 659 accounts.
Assets Under Management
$116M
Employees
5
Offices
--
Total Clients
164
Primary office
APPLETON, WI
W6184 AEROTECH DRIVE, SUITE A, APPLETON, WI, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 76.8% of total clients.
Top client categories% of clientsClients
1
Individuals
76.8%
126
2
HNWI
23.2%
38
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$116Mas of March 18, 2026
Discretionary87.3%
$101M
87% of total RAUM87.3%
Non-discretionary12.7%
$15M
13% of total RAUM12.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$116M
Total Accounts659
10Y AUM Change+$12M (+11.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee33:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.