Firm profile

PROMONTORY FINANCIAL PLANNING, LLC

FARMINGTON, UTCRD 153666Latest ADV February 20, 2026

Promontory Financial Planning, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Farmington, UT. Its latest Form ADV filing, dated February 20, 2026, reports $319M in regulatory assets under management, 12 employees, 6 offices, and 570 accounts.

Assets Under Management
$319M
Employees
12
Offices
6 offices
Total Clients
570
Primary office
FARMINGTON, UT
240 N. EAST PROMONTORY SUITE 200, FARMINGTON, UT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOBrock D. Williamson

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 87.7% of total clients.
Top client categories% of clientsClients
1
Individuals
87.7%
500
2
HNWI
11.4%
65
3
Pension Plans
0.9%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$319Mas of February 20, 2026
Discretionary100.0%
$319M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$319M
Total Accounts570
10Y AUM Change+$199M (+165.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees12
Clients per Employee48:1
10Y Employee Change+4 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.