Financial Avenues is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 31, 2026, reports $148M in regulatory assets under management, 4 employees, 2 offices, and 409 accounts.
Top client segmentHNWI represent 51.5% of total clients.
Top client categories% of clientsClients
1
HNWI
51.5%
50
2
Individuals
45.4%
44
3
Pension Plans
2.1%
2
4
Corporations
1.0%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$148Mas of March 31, 2026
Discretionary100.0%
$148M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$148M
Total Accounts409
10Y AUM Change+$20M (+15.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee24:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.