Horizon Technology Finance is an SEC registered investment adviser organized as a limited liability company with a primary office location in Farmington, CT. Its latest Form ADV filing, dated March 30, 2026, reports $811M in regulatory assets under management, 23 employees, 1 office, and 1 account.
Assets Under Management
$811M
Employees
23
Offices
1 office
Total Clients
<5
Primary office
FARMINGTON, CT
312 FARMINGTON AVENUE, FARMINGTON, CT, United States
Top client segmentBDCs represent 100.0% of total clients.
Top client categories% of clientsClients
1
BDCs
100.0%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$811Mas of March 30, 2026
Discretionary100.0%
$811M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$811M
Total Accounts1
10Y AUM Change+$538M (+197.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees23
Clients per Employee0:1
10Y Employee Change+5 (+27.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.