Firm profile

EMPIRICAL WEALTH MANAGEMENT

SEATTLE, WACRD 152622Latest ADV March 31, 2026

Empirical Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Seattle, WA. Its latest Form ADV filing, dated March 31, 2026, reports $8.4B in regulatory assets under management, 94 employees, 17 offices, and 8,690 accounts.

Assets Under Management
$8.4B
Employees
94
Offices
17 offices
Total Clients
2,400
Primary office
SEATTLE, WA
1420 5TH AVE, SUITE 3150, SEATTLE, WA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CEOKenneth R. Smith
CCOJustin W. Buller
CFOLorne D. Enquist

Advisory services offered

7 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Source verified May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 76.6% of total clients.
Top client categories% of clientsClients
1
HNWI
76.6%
1,839
2
Individuals
23.1%
555
3
Charitable
0.2%
5
Additional categories (<0.1%)
Pooled Investment Vehicles<5 clients
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$8.4Bas of March 31, 2026
Discretionary100.0%
$8.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$3M
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$8.4B
Total Accounts8,690
10Y AUM Change+$7.2B (+590.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees94
Clients per Employee26:1
10Y Employee Change+70 (+291.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.