Expand Financial, LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 2, 2026, reports $2.8B in regulatory assets under management, 6 employees, 2 offices, and 1,959 accounts.
Top client segmentPension Plans represent 93.6% of total clients.
Top client categories% of clientsClients
1
Pension Plans
93.6%
1,739
2
Individuals
4.7%
87
3
HNWI
1.7%
32
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.8Bas of March 2, 2026
Discretionary97.3%
$2.7B
97% of total RAUM97.3%
Non-discretionary2.7%
$76M
3% of total RAUM2.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$2.8B
Total Accounts1,959
10Y AUM Change+$2.6B (+1972.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee310:1
10Y Employee Change+3 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.