GRAND JUNCTION, COCRD 152054Latest ADV March 11, 2026
Rosecap Investment Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Grand Junction, CO. Its latest Form ADV filing, dated March 11, 2026, reports $528M in regulatory assets under management, 8 employees, 1 office, and 746 accounts.
Assets Under Management
$528M
Employees
8
Offices
1 office
Total Clients
747
Primary office
GRAND JUNCTION, CO
200 GRAND AVE, SUITE 205, GRAND JUNCTION, CO, United States
Top client segmentIndividuals represent 58.0% of total clients.
Top client categories% of clientsClients
1
Individuals
58.0%
433
2
HNWI
38.6%
288
3
Corporations
2.7%
20
4
Charitable
0.7%
5
5
Government
0.1%
1
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$528Mas of March 11, 2026
Discretionary99.6%
$526M
100% of total RAUM99.6%
Non-discretionary0.4%
$2M
0% of total RAUM0.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$528M
Total Accounts746
10Y AUM Change+$376M (+247.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee93:1
10Y Employee Change+5 (+166.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.