SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CLOQUET, MNCRD 152003Latest ADV April 20, 2026
Split Rock Private Trading and Wealth Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Cloquet, MN. Its latest Form ADV filing, dated April 20, 2026, reports $356M in regulatory assets under management, 6 employees, 1 office, and 2,084 accounts.
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 59.7% of total clients.
Top client categories% of clientsClients
1
Individuals
59.7%
596
2
HNWI
40.2%
401
3
Investment Cos.
0.1%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$356Mas of April 20, 2026
Discretionary97.9%
$349M
98% of total RAUM97.9%
Non-discretionary2.1%
$7M
2% of total RAUM2.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$356M
Total Accounts2,084
10Y AUM Change+$237M (+199.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee166:1
10Y Employee Change+2 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.