Firm profile

HAZARD & SIEGEL ADVISORY SERVICES LLC

DEWITT, NYCRD 151462Latest ADV March 31, 2026

Hazard & Siegel Advisory Services LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Dewitt, NY. Its latest Form ADV filing, dated March 31, 2026, reports $450M in regulatory assets under management, 24 employees, 1 office, and 293 accounts.

Assets Under Management
$450M
Employees
24
Offices
1 office
Total Clients
150
Primary office
DEWITT, NY
5793 WIDEWATERS PARKWAY, SUITE 200, DEWITT, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOAlexander S. Joseph
CCODavid M. Mullen

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 82.7% of total clients.
Top client categories% of clientsClients
1
Individuals
82.7%
124
2
Pension Plans
17.3%
26
Categories with <5 clients
High net worth individuals (HNWI)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$450Mas of March 31, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$450M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$450M
Total Accounts293
10Y AUM Change+$311M (+224.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees24
Clients per Employee6:1
10Y Employee Change+9 (+60.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.