Firm profile

Glasfunds, LLC

CLEVELAND, OHCRD 150884Registration Status: ApprovedEffective since July 27, 2020SEC # 801-119167Latest ADV August 4, 2026

Glasfunds, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Cleveland, OH. Its latest Form ADV filing, dated August 4, 2026, reports $3.3B in regulatory assets under management, 36 employees, 1 office, and 2 accounts.

Assets Under Management
$3.3B
Employees
36
Offices
1 office
Total Clients
<5

Associated firm names

1 name listed
  • GLASFUNDS, LLC

Leadership

5 roles identified
CEOMichael A. Maroon
CCOAbigail A. Maroon
CFOJeffrey L. Mihalek

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

1 types reported
Asset based fees

Offices & Contact

Primary office

CLEVELAND, Ohio, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Ohio

CLEVELANDPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.3Bas of August 4, 2026
Discretionary100.0%
$3.3B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
2

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.3B
Total Accounts2
10Y AUM Change+$2.8B (+542.2%)

Private Funds

Private funds reported by Glasfunds, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees36
Clients per Employee0:1
10Y Employee Change+31 (+620.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

This firm has a multi year gap in available SEC ADV filing history between 2012 and 2020. Charts show the most recent available filing segment under this CRD.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
GLASFUNDS HOLDINGS, LLCDirect owner · Schedule AInterest in GLASFUNDS, LLC
75%+
MICHAEL ANTHONY MAROONDirect owner · Schedule AInterest in GLASFUNDS, LLC
< 5%
CORIENT HOLDINGS INCIndirect owner · Schedule BInterest in CORIENT MANAGEMENT LLC
75%+
MC CIF WEALTH MANAGEMENT (UK) LTDIndirect owner · Schedule BInterest in CI FINANCIAL HOLDINGS LTD
75%+
MC ACCELERATE CO-INVEST (UK) LPIndirect owner · Schedule BInterest in MC ACCELERATE HOLDINGS (UK) LP
75%+
MC CIF WEALTH MANAGEMENT HOLDINGS (UK) LTDIndirect owner · Schedule BInterest in MC ACCELERATE CO-INVEST (UK) LP
75%+
MUBADALA CAPITAL LP (UK)Indirect owner · Schedule BInterest in MC MANAGER HOLDCO CIF (UK) LTD
75%+
MDC CAPITAL MANAGEMENT LLC (UAE)Indirect owner · Schedule BInterest in MUBADALA CAPITAL LP (UK)
75%+
MUBADALA CAPITAL LLC (UAE)Indirect owner · Schedule BInterest in MDC CAPITAL MANAGEMENT LLC (UAE)
75%+
MAMOURA DIVERSIFIED GLOBAL HOLDING PJSC (UAE)Indirect owner · Schedule BInterest in MUBADALA CAPITAL LLC (UAE)
75%+
MUBADALA INVESTMENT COMPANY PJSC (UAE)Indirect owner · Schedule BInterest in MAMOURA DIVERSIFIED GLOBAL HOLDING PJSC (UAE)
75%+
GOVERNMENT OF ABU DHABIIndirect owner · Schedule BInterest in MUBADALA INVESTMENT COMPANY PJSC (UAE)
75%+
CORIENT TOPCO LLCIndirect owner · Schedule BInterest in CORIENT HOLDINGS INC
75%+
CORIENT GLOBAL HOLDCO LIMITED (UK)Indirect owner · Schedule BInterest in CORIENT TOPCO LLC
75%+
MC ACCELERATE AGGREGATOR 1, LLCIndirect owner · Schedule BInterest in CORIENT GLOBAL HOLDCO LIMITED (UK)
75%+
CI FINANCIAL HOLDINGS LTDIndirect owner · Schedule BInterest in MC ACCELERATE AGGREGATOR 1, LLC
75%+
MICHAEL ANTHONY MAROONIndirect owner · Schedule BInterest in GLASFUNDS HOLDINGS, LLC
50% to < 75%
MC ACCELERATE HOLDINGS (UK) LPIndirect owner · Schedule BInterest in MC CIF WEALTH MANAGEMENT (UK) LTD
50% to < 75%
MC MANAGER HOLDCO CIF (UK) LTDIndirect owner · Schedule BInterest in MC CIF WEALTH MANAGEMENT HOLDINGS (UK) LTD
50% to < 75%
CORIENT MANAGEMENT LLCIndirect owner · Schedule BInterest in GLASFUNDS HOLDINGS, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Glasfunds, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-08-04 · Schedules A and B

25 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MICHAEL ANTHONY MAROONMANAGING PARTNER, CHIEF EXECUTIVE OFFICERIndividualGLASFUNDS, LLCLess than 5%Code NAYesMANAGING PARTNER, CHIEF EXECUTIVE OFFICER01/2009Schedule APDF page 29
2ABIGAIL AILEEN MAROONCHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICERIndividualGLASFUNDS, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER03/2021Schedule APDF page 29
3GLASFUNDS HOLDINGS, LLCMANAGING MEMBERDomestic entityGLASFUNDS, LLC75% or moreCode EYesMANAGING MEMBER11/2021Schedule APDF page 29
4BRETT WILLIAM HILLARDCHIEF INVESTMENT OFFICERIndividualGLASFUNDS, LLCLess than 5%Code NAYesCHIEF INVESTMENT OFFICER01/2023Schedule APDF page 29
5JEFFREY LOUIS MIHALEKCHIEF FINANCIAL OFFICERIndividualGLASFUNDS, LLCLess than 5%Code NAYesCHIEF FINANCIAL OFFICER03/2024Schedule APDF page 29
6MICHAEL ANTHONY MAROONEXECUTIVE VICE PRESIDENTIndividualGLASFUNDS, LLCLess than 5%Code NAYesEXECUTIVE VICE PRESIDENT06/2025Schedule APDF page 29
7Trevor Charles WaiteCHIEF ACCOUNTING OFFICERIndividualGLASFUNDS, LLCLess than 5%Code NAYesCHIEF ACCOUNTING OFFICER07/2026Schedule APDF page 29
8MICHAEL ANTHONY MAROONMEMBERIndividualGLASFUNDS HOLDINGS, LLC50% to less than 75%Code DYesMEMBER11/2021Schedule BPDF page 29
9CORIENT MANAGEMENT LLCMEMBERForeign entityGLASFUNDS HOLDINGS, LLC25% to less than 50%Code CYesMEMBER12/2023Schedule BPDF page 29
10CORIENT HOLDINGS INCOWNERDomestic entityCORIENT MANAGEMENT LLC75% or moreCode EYesOWNER07/2023Schedule BPDF page 29
11MC CIF WEALTH MANAGEMENT (UK) LTDOWNERForeign entityCI FINANCIAL HOLDINGS LTD75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
12MC ACCELERATE HOLDINGS (UK) LPOWNERForeign entityMC CIF WEALTH MANAGEMENT (UK) LTD50% to less than 75%Code DYesOWNER08/2025Schedule BPDF page 30
13MC ACCELERATE CO-INVEST (UK) LPOWNERForeign entityMC ACCELERATE HOLDINGS (UK) LP75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
14MC CIF WEALTH MANAGEMENT HOLDINGS (UK) LTDOWNERForeign entityMC ACCELERATE CO-INVEST (UK) LP75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
15MC MANAGER HOLDCO CIF (UK) LTDOWNERForeign entityMC CIF WEALTH MANAGEMENT HOLDINGS (UK) LTD50% to less than 75%Code DYesOWNER08/2025Schedule BPDF page 30
16MUBADALA CAPITAL LP (UK)OWNERForeign entityMC MANAGER HOLDCO CIF (UK) LTD75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
17MDC CAPITAL MANAGEMENT LLC (UAE)OWNERForeign entityMUBADALA CAPITAL LP (UK)75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
18MUBADALA CAPITAL LLC (UAE)OWNERForeign entityMDC CAPITAL MANAGEMENT LLC (UAE)75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
19MAMOURA DIVERSIFIED GLOBAL HOLDING PJSC (UAE)OWNERForeign entityMUBADALA CAPITAL LLC (UAE)75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
20MUBADALA INVESTMENT COMPANY PJSC (UAE)OWNERForeign entityMAMOURA DIVERSIFIED GLOBAL HOLDING PJSC (UAE)75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
21GOVERNMENT OF ABU DHABIOWNERForeign entityMUBADALA INVESTMENT COMPANY PJSC (UAE)75% or moreCode EYesOWNER08/2025Schedule BPDF page 30
22CORIENT TOPCO LLCOWNERDomestic entityCORIENT HOLDINGS INC75% or moreCode EYesOWNER07/2026Schedule BPDF page 30
23CORIENT GLOBAL HOLDCO LIMITED (UK)OWNERForeign entityCORIENT TOPCO LLC75% or moreCode EYesOWNER03/2026Schedule BPDF page 30
24MC ACCELERATE AGGREGATOR 1, LLCOWNERDomestic entityCORIENT GLOBAL HOLDCO LIMITED (UK)75% or moreCode EYesOWNER07/2026Schedule BPDF page 30
25CI FINANCIAL HOLDINGS LTDOWNERForeign entityMC ACCELERATE AGGREGATOR 1, LLC75% or moreCode EYesOWNER03/2026Schedule BPDF page 30

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/4/2026 2:24:24 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.