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Firm profile

Mathies Financial Partners

PUEBLO, COCRD 150079Registration Status: ApprovedEffective since July 16, 2026Latest ADV July 16, 2026

Mathies Financial Partners is an SEC registered investment adviser organized as a limited liability company with a primary office location in Pueblo, CO. Its latest Form ADV filing, dated July 16, 2026, reports $104M in regulatory assets under management, 4 employees, 4 offices, and 803 accounts.

Assets Under Management
$104M
Employees
4
Offices
4 offices
Total Clients
324
Primary office
PUEBLO, CO
540 E. ABRIENDO AVENUE SUITE B, PUEBLO, CO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOJeffrey D. Mathies
CCOJeffrey D. Mathies

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Publication of periodicals or newsletters

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 92.0% of total clients.
Top client categories% of clientsClients
1
Individuals
92.0%
298
2
HNWI
8.0%
26

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$104Mas of July 16, 2026
Discretionary100.0%
$104M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$104M
Total Accounts803
10Y AUM Change$0 (0.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee81:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.