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Firm profile

Daly Investment Management, LLC

MOUNT PROSPECT, ILCRD 149980Registration Status: ApprovedEffective since June 4, 2026Latest ADV June 10, 2026

Daly Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Mount Prospect, IL. Its latest Form ADV filing, dated June 10, 2026, reports $124M in regulatory assets under management, 1 employee, and 125 accounts.

Assets Under Management
$124M
Employees
1
Offices
--
Total Clients
125
Primary office
MOUNT PROSPECT, IL
930 E NORTHWEST HIGHWAY, MOUNT PROSPECT, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJohn P. Daly

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentHNWI represent 71.2% of total clients.
Top client categories% of clientsClients
1
HNWI
71.2%
89
2
Individuals
28.8%
36

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$124Mas of June 10, 2026
Discretionary100.0%
$124M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$124M
Total Accounts125
10Y AUM Change—

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee125:1
10Y Employee Change—

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.