Firm profile

PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC

HENDERSON, NCCRD 149889Latest ADV March 17, 2026

Private Wealth Management of North Carolina LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Henderson, NC. Its latest Form ADV filing, dated March 17, 2026, reports $163M in regulatory assets under management, 3 employees, 1 office, and 742 accounts.

Assets Under Management
$163M
Employees
3
Offices
1 office
Total Clients
269
Primary office
HENDERSON, NC
115 N. GARNETT STREET, HENDERSON, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOToney O. Falkner

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 86.2% of total clients.
Top client categories% of clientsClients
1
Individuals
86.2%
232
2
HNWI
13.0%
35
3
Charitable
0.7%
2
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$163Mas of March 17, 2026
Discretionary100.0%
$163M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$163M
Total Accounts742
10Y AUM Change+$22M (+15.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee90:1
10Y Employee Change-2 (-40.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.