Adams Ashby Financial Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Sacramento, CA. Its latest Form ADV filing, dated March 16, 2026, reports $480M in regulatory assets under management, 2 employees, 1 office, and 102 accounts.
Assets Under Management
$480M
Employees
2
Offices
1 office
Total Clients
43
Primary office
SACRAMENTO, CA
3508 CODY WAY, SUITE 100, SACRAMENTO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 65.1% of total clients.
Top client categories% of clientsClients
1
HNWI
65.1%
28
2
Individuals
27.9%
12
3
Pension Plans
4.7%
2
4
Charitable
2.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$480Mas of March 16, 2026
Discretionary99.9%
$479M
100% of total RAUM99.9%
Non-discretionary0.1%
$395K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$480M
Total Accounts102
10Y AUM Change+$367M (+326.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee22:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.