Firm profile

Seelaus Asset Management, LLC

CHATHAM, NJCRD 149582Registration Status: ApprovedEffective since February 15, 2013SEC # 801-77641Latest ADV March 31, 2026

Seelaus Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chatham, NJ. Its latest Form ADV filing, dated March 31, 2026, reports $1.7B in regulatory assets under management, 29 employees, 2 offices, and 502 accounts.

Assets Under Management

$1.7B

Employees

Offices

2 offices

Total Clients

273

Associated firm names

4 names listed

GRANITE SPRINGS ASSET MANAGEMENT, LLC
SUNNYMEATH ASSET MANAGEMENT, INC
SEELAUS ASSET MANAGEMENT, LLC
NAME 806

Leadership

4 roles identified

CEOKenneth H. Klein

CCOKarolina N. Pajdak

CFOMayya N. Molchan

Advisory services offered

4 types reported

Financial Planning Services

Portfolio management for businesses

Portfolio management for individuals and small businesses

Fee models offered

4 types reported

Asset based fees

Fixed fees

Hourly charges

Offices & Contact

Primary office

CHATHAM, New Jersey, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

View locations

New Jersey

CHATHAMPrimary office · RED BANK

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Phone(212) 935-0755 WebsiteVisit website LinkedInView profile

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.7Bas of March 31, 2026

Discretionary99.7%

$1.7B

100% of total RAUM99.7%

Non-discretionary0.3%

$5M

0% of total RAUM0.3%

Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 44.3% of total clients.

Top client categories% of clientsClients

Individuals

44.3%

121

HNWI

42.9%

117

Corporations

6.2%

Charitable

2.6%

Other Advisers

2.6%

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.7B

Total Accounts502

10Y AUM Change+$1.5B (+708.2%)

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees29

Clients per Employee9:1

10Y Employee Change+10 (+52.6%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%

SEELAUS HOLDINGS LLCDirect owner · Schedule AInterest in SEELAUS ASSET MANAGEMENT, LLC

75%+

KAROLINA NMN PAJDAKDirect owner · Schedule AInterest in SEELAUS ASSET MANAGEMENT, LLC

< 5%

R. SEELAUS & CO., INC.Indirect owner · Schedule BInterest in SEELAUS HOLDINGS LLC

75%+

JOANNE KYNE SEELAUSIndirect owner · Schedule BInterest in R. SEELAUS & CO., INC.

25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Seelaus Asset Management, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

14 entries

#	Owner / person & role	Interest in entity	Reported interest	Control person	Title / status acquired	Source
1	SEELAUS HOLDINGS LLCOWNER/ MEMBERDomestic entity	SEELAUS ASSET MANAGEMENT, LLC	75% or moreCode E	Yes	OWNER/ MEMBER03/2022	Schedule APDF page 44
2	KAROLINA NMN PAJDAKCHIEF COMPLIANCE OFFICER/MANAGING MEMBERIndividual	SEELAUS ASSET MANAGEMENT, LLC	Less than 5%Code NA	Yes	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER07/2020	Schedule APDF page 44
3	KENNETH HARRIS KLEINCHIEF EXECUTIVE OFFICER/ ELECTED MANAGERIndividual	SEELAUS ASSET MANAGEMENT, LLC	Less than 5%Code NA	Yes	CHIEF EXECUTIVE OFFICER/ ELECTED MANAGER11/2016	Schedule APDF page 45
4	Mayya NMN MolchanCHIEF FINANCIAL OFFICER/ELECTED MANAGERIndividual	SEELAUS ASSET MANAGEMENT, LLC	Less than 5%Code NA	Yes	CHIEF FINANCIAL OFFICER/ELECTED MANAGER10/2022	Schedule APDF page 45
5	Andrew Miles KhatriCHIEF INVESTMENT OFFICER/ELECTED MANAGERIndividual	SEELAUS ASSET MANAGEMENT, LLC	Less than 5%Code NA	Yes	CHIEF INVESTMENT OFFICER/ELECTED MANAGER07/2024	Schedule APDF page 45
6	JOANNE KYNE SEELAUSOWNERIndividual	R. SEELAUS & CO., INC.	25% to less than 50%Code C	Yes	OWNER04/2015	Schedule BPDF page 45
7	RICHARD PAUL SEELAUSMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER12/2012	Schedule BPDF page 45
8	ANNELIESE NMN MITNICKMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER12/2012	Schedule BPDF page 45
9	Albert Quentin Murray IIIMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER08/2017	Schedule BPDF page 45
10	KAROLINA NMN PAJDAKMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER12/2012	Schedule BPDF page 45
11	BENJAMIN PATRICK SEELAUSMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER03/2015	Schedule BPDF page 45
12	R. SEELAUS & CO., INC.HOLDING COMPANYDomestic entity	SEELAUS HOLDINGS LLC	75% or moreCode E	No	HOLDING COMPANY03/2022	Schedule BPDF page 45
13	JAMES BENEDETTO BRUCIAMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER01/2021	Schedule BPDF page 45
14	Leslie Ann GravesMANAGING MEMBERIndividual	R. SEELAUS & CO., INC.	Percentage not specifiedCode F	Yes	MANAGING MEMBER01/2021	Schedule BPDF page 45

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 3:05:36 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo

AFelonies2 No

In the past ten years, have you or any advisory affiliate:

A1Been convicted of or pleaded guilty or no contest to a felony?No
A2Been charged with a felony?No

BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
B2Been charged with a misdemeanor of the kind listed above?No

CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

C1Found you or an advisory affiliate made a false statement or omission?No
C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No

DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No

ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

E1Found you or an advisory affiliate made a false statement or omission?No
E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No

FProfessional authorizations1 No

FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No

GPending regulatory proceedings1 No

GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No

HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.