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Firm profile

Hfg Wealth Management, LLC

THE WOODLANDS, TXCRD 148406Latest ADV March 12, 2026

Hfg Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in The Woodlands, TX. Its latest Form ADV filing, dated March 12, 2026, reports $506M in regulatory assets under management, 6 employees, 2 offices, and 1,492 accounts.

Assets Under Management
$506M
Employees
6
Offices
2 offices
Total Clients
442
Primary office
THE WOODLANDS, TX
1790 HUGHES LANDING BLVD, SUITE 575, THE WOODLANDS, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CCOKathryn L. Bates
COOKathryn L. Bates
CIOHenry J. Pizzutello

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 19, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 57.7% of total clients.
Top client categories% of clientsClients
1
Individuals
57.7%
255
2
HNWI
39.4%
174
3
Charitable
1.6%
7
4
Corporations
1.4%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$506Mas of March 12, 2026
Discretionary100.0%
$506M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$506M
Total Accounts1,492
10Y AUM Change+$320M (+173.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee74:1
10Y Employee Change-2 (-25.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.