Firm profile

A & I WEALTH MANAGEMENT

LONE TREE, COCRD 148357Latest ADV April 8, 2026

A & I WEALTH MANAGEMENT is a limited liability company based in LONE TREE, CO.

Assets Under Management
$560M
Employees
9
Offices
--
Total Clients
518
Primary office
LONE TREE, CO
9605 KINGSTON COURT, SUITE 190, LONE TREE, CO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(303) 690-5070
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOKarl F. Frank

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees

Client Coverage Demographics

Top client segmentIndividuals represent 68.1% of total clients.
Top client categories% of clientsClients
1
Individuals
68.1%
353
2
HNWI
31.9%
165
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$560Mas of April 8, 2026
Discretionary90.4%
$506M
90% of total RAUM90.4%
Non-discretionary9.6%
$54M
10% of total RAUM9.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$560M
Total Accounts1,683
10Y AUM Change+$352M (+169.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee58:1
10Y Employee Change+2 (+28.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.