Financial Designs Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in Claremont, CA. Its latest Form ADV filing, dated January 27, 2026, reports $508M in regulatory assets under management, 6 employees, 2 offices, and 1,312 accounts.
Assets Under Management
$508M
Employees
6
Offices
2 offices
Total Clients
516
Primary office
CLAREMONT, CA
540 W. BASELINE RD, #10, CLAREMONT, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 65.5% of total clients.
Top client categories% of clientsClients
1
Individuals
65.5%
338
2
HNWI
34.3%
177
3
Corporations
0.2%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$508Mas of January 27, 2026
Discretionary73.1%
$371M
73% of total RAUM73.1%
Non-discretionary26.9%
$137M
27% of total RAUM26.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$508M
Total Accounts1,312
10Y AUM Change+$183M (+56.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee86:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.