YORKTOWN HEIGHTS, NYCRD 147625Latest ADV March 25, 2026
Joseph P. Lucia & Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Yorktown Heights, NY.
Assets Under Management
$388M
Employees
5
Offices
--
Total Clients
662
Primary office
YORKTOWN HEIGHTS, NY
3505 HILL BLVD., SUITE J, YORKTOWN HEIGHTS, NY, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 84.7% of total clients.
Top client categories% of clientsClients
1
Individuals
84.7%
561
2
HNWI
15.3%
101
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$388Mas of March 25, 2026
Discretionary100.0%
$388M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$388M
Total Accounts1,645
10Y AUM Change+$287M (+283.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee132:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.