Spielberger & Brooks, Inc. is an SEC registered investment adviser with a primary office location in Woodbury, NY. Its latest Form ADV filing, dated March 26, 2026, reports $474M in regulatory assets under management, 2 employees, and 251 accounts.
Assets Under Management
$474M
Employees
2
Offices
--
Total Clients
251
Primary office
WOODBURY, NY
7600 JERICHO TURNPIKE, SUITE 305, WOODBURY, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentHNWI represent 70.5% of total clients.
Top client categories% of clientsClients
1
HNWI
70.5%
177
2
Individuals
27.5%
69
3
Pension Plans
2.0%
5
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$474Mas of March 26, 2026
Discretionary96.5%
$457M
97% of total RAUM96.5%
Non-discretionary3.5%
$17M
3% of total RAUM3.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$474M
Total Accounts251
10Y AUM Change+$207M (+77.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee126:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.