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Firm profile

W.A. Smith Financial Group

SANDUSKY, OHCRD 146608Latest ADV March 31, 2026

W.A. Smith Financial Group is an SEC registered investment adviser organized as a corporation with a primary office location in Sandusky, OH.

Assets Under Management
$1.2B
Employees
27
Offices
3 offices
Total Clients
1,669
Primary office
SANDUSKY, OH
4604 TIMBER COMMONS DRIVE, SANDUSKY, OH, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOBrian J. Petraitis

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 79.6% of total clients.
Top client categories% of clientsClients
1
Individuals
79.6%
1,329
2
HNWI
20.1%
336
3
Pension Plans
0.2%
4
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.2Bas of March 31, 2026
Discretionary93.0%
$1.1B
93% of total RAUM93.0%
Non-discretionary7.0%
$81M
7% of total RAUM7.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.2B
Total Accounts7,044
10Y AUM Change+$1.0B (+682.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees27
Clients per Employee62:1
10Y Employee Change+23 (+575.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.