Empire Financial Management Company, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 19, 2026, reports $706M in regulatory assets under management, 12 employees, and 983 accounts.
Assets Under Management
$706M
Employees
12
Offices
--
Total Clients
983
Primary office
NEW YORK, NY
29 BROADWAY, 12TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters
Fee models offered
2 types reported
Asset based fees
Commissions
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 74.6% of total clients.
Top client categories% of clientsClients
1
HNWI
74.6%
733
2
Individuals
25.3%
249
3
Other Advisers
0.1%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$706Mas of March 19, 2026
Discretionary95.6%
$675M
96% of total RAUM95.6%
Non-discretionary4.4%
$31M
4% of total RAUM4.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$706M
Total Accounts983
10Y AUM Change+$521M (+281.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee82:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.