Investment Management & Planning LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Greenville, DE. Its latest Form ADV filing, dated March 25, 2026, reports $239M in regulatory assets under management, 3 employees, 1 office, and 731 accounts.
Assets Under Management
$239M
Employees
3
Offices
1 office
Total Clients
511
Primary office
GREENVILLE, DE
20 MONTCHANIN ROAD, SUITE 270, GREENVILLE, DE, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 61.4% of total clients.
Top client categories% of clientsClients
1
HNWI
61.4%
314
2
Individuals
37.0%
189
3
Pension Plans
1.2%
6
4
Corporations
0.4%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$239Mas of March 25, 2026
Discretionary100.0%
$239M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$239M
Total Accounts731
10Y AUM Change+$119M (+99.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee170:1
10Y Employee Change-1 (-25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.