Tradewinds Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Bellingham, WA. Its latest Form ADV filing, dated March 26, 2026, reports $727M in regulatory assets under management, 10 employees, and 2,268 accounts.
Assets Under Management
$727M
Employees
10
Offices
--
Total Clients
2,238
Primary office
BELLINGHAM, WA
2211 RIMLAND DRIVE, SUITE 401, BELLINGHAM, WA, United States
Top client segmentIndividuals represent 90.6% of total clients.
Top client categories% of clientsClients
1
Individuals
90.6%
2,028
2
HNWI
8.8%
196
3
Corporations
0.4%
9
4
Charitable
0.2%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$727Mas of March 26, 2026
Discretionary100.0%
$727M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$727M
Total Accounts2,268
10Y AUM Change+$97M (+15.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee224:1
10Y Employee Change+3 (+42.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.