Firm profile

HOLLOW BROOK WEALTH MANAGEMENT LLC

KATONAH, NYCRD 145521Latest ADV March 30, 2026

Hollow Brook Wealth Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Katonah, NY. Its latest Form ADV filing, dated March 30, 2026, reports $1.4B in regulatory assets under management, 18 employees, 1 office, and 603 accounts.

Assets Under Management
$1.4B
Employees
18
Offices
1 office
Total Clients
603
Primary office
KATONAH, NY
152 BEDFORD ROAD, KATONAH, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOAlan L. Bazaar
CCOPhilip E. Richter
CIOAlan L. Bazaar

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentHNWI represent 76.1% of total clients.
Top client categories% of clientsClients
1
HNWI
76.1%
459
2
Individuals
14.9%
90
3
Corporations
5.0%
30
4
Charitable
4.0%
24

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.4Bas of March 30, 2026
Discretionary60.9%
$833M
61% of total RAUM60.9%
Non-discretionary39.1%
$535M
39% of total RAUM39.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.4B
Total Accounts603
10Y AUM Change+$793M (+138.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees18
Clients per Employee34:1
10Y Employee Change+9 (+100.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.