Firm profile

Schroders Capital Management (Us) Inc..

NEW YORK, NYCRD 145194Registration Status: ApprovedEffective since May 15, 2008SEC # 801-69112Latest ADV March 27, 2026

Schroders Capital Management (Us) Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 27, 2026, reports $34.6B in regulatory assets under management, 163 employees, 1 office, and 148 accounts.

Assets Under Management
$34.6B
Employees
163
Offices
1 office
Total Clients
138

Associated firm names

9 names listed
  • ADVEQ MANAGEMENT AG
  • SCHRODERS CAPITAL MANAGEMENT (US) INC.
  • SCHRODER ADVEQ MANAGEMENT US, INC.
  • SCHRODER ADVEQ MANAGEMENT N.V.Relying adviser

Leadership

2 roles identified
CCOAikaterini N. Rigoulia
CIONils Rode

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$34.6Bas of March 27, 2026
Discretionary93.9%
$32.5B
94% of total RAUM93.9%
Non-discretionary6.1%
$2.1B
6% of total RAUM6.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 50.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
50.0%
69
2
Pension Plans
31.2%
43
3
Corporations
10.1%
14
4
Investment Cos.
4.3%
6
5
Government
4.3%
6
Categories with <5 clients
Banking or thrift institutions<5 clients
High net worth individuals (HNWI)<5 clients
Insurance companies<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$34.6B
Total Accounts148
10Y AUM Change+$27.9B (+414.1%)

Private Funds

Private funds reported by Schroders Capital Management (Us) Inc..

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees163
Clients per Employee1:1
10Y Employee Change+66 (+68.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
SCHRODERS US HOLDINGS INCDirect owner · Schedule AInterest in SCHRODERS CAPITAL MANAGEMENT (US) INC.
75%+
STEFAN KURT FUCHSDirect owner · Schedule AInterest in SCHRODERS CAPITAL MANAGEMENT (US) INC.
< 5%
CHRISTA BERNADETTE JANJIC-MARTIDirect owner · Schedule AInterest in SCHRODERS CAPITAL MANAGEMENT (US) INC.
< 5%
SCHRODER INTERNATIONAL HOLDINGS LIMITEDIndirect owner · Schedule BInterest in SCHRODERS US HOLDINGS INC
75%+
SCHRODER ADMINISTRATION LTDIndirect owner · Schedule BInterest in SCHRODER INTERNATIONAL HOLDINGS LIMITED
75%+
SCHRODERS PLCIndirect owner · Schedule BInterest in SCHRODER ADMINISTRATION LTD
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Schroders Capital Management (Us) Inc...

Reported ownership and control details

Form ADV · Filing date 2026-03-27 · Schedules A and B

17 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1SCHRODERS US HOLDINGS INCOWNERDomestic entitySCHRODERS CAPITAL MANAGEMENT (US) INC.75% or moreCode EYesOWNER06/2023Schedule APDF page 336
2RAINER MARKUS ENDERDIRECTOR AND PRESIDENTIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesDIRECTOR AND PRESIDENT02/2025Schedule APDF page 336
3NILS (NMN) RODECHIEF INVESTMENT OFFICERIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesCHIEF INVESTMENT OFFICER12/2020Schedule APDF page 336
4LEE ANTHONY GARDELLADIRECTOR AND SECRETARYIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesDIRECTOR AND SECRETARY09/2017Schedule APDF page 336
5TIMOTHY SEBASTIAN CREEDHEAD OF PRIVATE EQUITY'S INVESTMENTSIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesHEAD OF PRIVATE EQUITY'S INVESTMENTS03/2020Schedule APDF page 336
6GEORG FRITZ WUNDERLINGLOBAL HEAD OF SCHRODERS CAPITAL, CHAIRMAN OF THE BOARDIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesGLOBAL HEAD OF SCHRODERS CAPITAL, CHAIRMAN OF THE BOARD09/2019Schedule APDF page 336
7DIRK NMN DILLINGERHEAD OF FINANCEIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NANoHEAD OF FINANCE07/2022Schedule APDF page 336
8SVEN MARC GASSERCHIEF OPERATION OFFICER, PRIVATE EQUITYIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesCHIEF OPERATION OFFICER, PRIVATE EQUITY01/2024Schedule APDF page 336
9STEPHANIE (NMN) ALDAGGENERAL COUNSEL PRIVATE EQUITYIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesGENERAL COUNSEL PRIVATE EQUITY07/2017Schedule APDF page 336
10Aikaterini NMN RigouliaHEAD OF COMPLIANCE, PRIVATE EQUITY (CCO)IndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NANoHEAD OF COMPLIANCE, PRIVATE EQUITY (CCO)06/2024Schedule APDF page 336
11Benjamin Jakob AltHEAD OF GLOBAL PRIVATE EQUITY PORTFOLIOSIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NAYesHEAD OF GLOBAL PRIVATE EQUITY PORTFOLIOS03/2024Schedule APDF page 336
12STEFAN KURT FUCHSMEMBER OF THE BOARDIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NANoMEMBER OF THE BOARD06/2024Schedule APDF page 336
13CHRISTA BERNADETTE JANJIC-MARTIMEMBER OF THE BOARDIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NANoMEMBER OF THE BOARD06/2024Schedule APDF page 336
14LORENZO NMN BARRECAHEAD OF RISK MANAGEMENTIndividualSCHRODERS CAPITAL MANAGEMENT (US) INC.Less than 5%Code NANoHEAD OF RISK MANAGEMENT05/2025Schedule APDF page 336
15SCHRODER INTERNATIONAL HOLDINGS LIMITEDSHAREHOLDERForeign entitySCHRODERS US HOLDINGS INC75% or moreCode EYesSHAREHOLDER12/1980Schedule BPDF page 337
16SCHRODER ADMINISTRATION LTDSHAREHOLDERForeign entitySCHRODER INTERNATIONAL HOLDINGS LIMITED75% or moreCode EYesSHAREHOLDER06/2004Schedule BPDF page 337
17SCHRODERS PLCSHAREHOLDERForeign entitySCHRODER ADMINISTRATION LTD75% or moreCode EYesSHAREHOLDER06/2004Schedule BPDF page 337

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/27/2026 1:28:26 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.