Sawyer Falduto Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Elmhurst, IL. Its latest Form ADV filing, dated March 27, 2026, reports $897M in regulatory assets under management, 6 employees, and 961 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentGovernment represent 46.5% of total clients.
Top client categories% of clientsClients
1
Government
46.5%
239
2
Individuals
39.5%
203
3
HNWI
9.7%
50
4
PROFESSIONAL ASSOCIATIONS
2.9%
15
5
Charitable
1.4%
7
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$897Mas of March 27, 2026
Discretionary100.0%
$897M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$897M
Total Accounts961
10Y AUM Change$-1.1B (-55.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee86:1
10Y Employee Change+2 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.