Summit Financial Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Middletown, OH. Its latest Form ADV filing, dated June 17, 2025, reports $199M in regulatory assets under management, 4 employees, 1 office, and 426 accounts.
Assets Under Management
$199M
Employees
4
Offices
1 office
Total Clients
137
Primary office
MIDDLETOWN, OH
300 N. MAIN STREET, SUITE 500, MIDDLETOWN, OH, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 70.8% of total clients.
Top client categories% of clientsClients
1
Individuals
70.8%
97
2
HNWI
28.5%
39
3
FOUNDATIONS
0.7%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$199Mas of June 17, 2025
Discretionary99.1%
$198M
99% of total RAUM99.1%
Non-discretionary0.9%
$2M
1% of total RAUM0.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$199M
Total Accounts426
10Y AUM Change+$79M (+66.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee34:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.