Firm profile

1607 Capital Partners, LLC

RICHMOND, VACRD 144758Registration Status: ApprovedEffective since September 14, 2007SEC # 801-68322Latest ADV March 17, 2026

1607 Capital Partners, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Richmond, VA. Its latest Form ADV filing, dated March 17, 2026, reports $3.5B in regulatory assets under management, 15 employees, 1 office, and 22 accounts.

Assets Under Management
$3.5B
Employees
15
Offices
1 office
Total Clients
13

Associated firm names

1 name listed
  • 1607 CAPITAL PARTNERS, LLC

Leadership

1 roles identified
CCOKevin S. Rutherford

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

RICHMOND, Virginia, United States

Loading map…

Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Virginia

RICHMONDPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.5Bas of March 17, 2026
Discretionary100.0%
$3.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentCharitable represent 61.5% of total clients.
Top client categories% of clientsClients
1
Charitable
61.5%
8
2
Pooled Investment Vehicles
38.5%
5
Categories with <5 clients
High net worth individuals (HNWI)<5 clients
Pension and profit sharing plans<5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.5B
Total Accounts22
10Y AUM Change+$546M (+18.6%)

Private Funds

Private funds reported by 1607 Capital Partners, LLC

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees15
Clients per Employee1:1
10Y Employee Change+3 (+25.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
ROSEMONT INVESTMENT GROUP, LLCDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
25% to < 50%
JAMES EDWARD MALLORYDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
10% to < 25%
SHANNON S FAKEDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
10% to < 25%
THOMAS KIRKWOOD TATTERSALLDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
5% to < 10%
ASHLEY WATSON LONGDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
5% to < 10%
BRYAN KURT HUNTLEYDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUSTDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
KELLY FITZGERALD TATTERSALLDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
FRED THOMAS TATTERSALLDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
MARTIN TYLER HUNTDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
MATHEW RYAN KALKOWSKYDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
RUIYI ZHANGDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
CHRISTOPHER GEORGE MACKAYDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
TLM TRUST U/A DATED 12/30/21Direct owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
MSM TRUST U/A DATED 12/30/21Direct owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
SHANNON WARE MONTSINGERDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
SHANNON WARE MONTSINGERDirect owner · Schedule AInterest in 1607 CAPITAL PARTNERS, LLC
< 5%
MARKEL VENTURES INC.Indirect owner · Schedule BInterest in ROSEMONT INVESTMENT GROUP, LLC
75%+
MARKEL CORPORATIONIndirect owner · Schedule BInterest in MARKEL VENTURES INC.
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to 1607 Capital Partners, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-17 · Schedules A and B

25 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1THOMAS KIRKWOOD TATTERSALLDIRECTOR/MEMBERIndividual1607 CAPITAL PARTNERS, LLC5% to less than 10%Code AYesDIRECTOR/MEMBER07/2007Schedule APDF page 42
2JAMES EDWARD MALLORYMANAGING DIRECTOR, INVESTMENTS/DIRECTOR/MANAGING MEMBERIndividual1607 CAPITAL PARTNERS, LLC10% to less than 25%Code BYesMANAGING DIRECTOR, INVESTMENTS/DIRECTOR/MANAGING MEMBER12/2007Schedule APDF page 42
3SHANNON S FAKEMANAGING DIRECTOR, INVESTMENTS/DIRECTOR/MEMBERIndividual1607 CAPITAL PARTNERS, LLC10% to less than 25%Code BYesMANAGING DIRECTOR, INVESTMENTS/DIRECTOR/MEMBER12/2007Schedule APDF page 42
4ASHLEY WATSON LONGDIRECTOR/MEMBERIndividual1607 CAPITAL PARTNERS, LLC5% to less than 10%Code AYesDIRECTOR/MEMBER12/2007Schedule APDF page 42
5BRYAN KURT HUNTLEYMANAGING DIRECTOR, FINANCE AND OPERATIONS/MEMBERIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NAYesMANAGING DIRECTOR, FINANCE AND OPERATIONS/MEMBER01/2012Schedule APDF page 42
6THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUSTMEMBERDomestic entity1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoMEMBER01/2015Schedule APDF page 42
7KELLY FITZGERALD TATTERSALLTRUSTEE - THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUSTIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoTRUSTEE - THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST01/2015Schedule APDF page 42
8FRED THOMAS TATTERSALLTRUSTEE - THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUSTIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoTRUSTEE - THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST01/2015Schedule APDF page 42
9ROSEMONT INVESTMENT GROUP, LLCMEMBERDomestic entity1607 CAPITAL PARTNERS, LLC25% to less than 50%Code CYesMEMBER11/2019Schedule APDF page 42
10MARTIN TYLER HUNTDIRECTOR, OPERATIONS AND FINANCE/MEMBERIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoDIRECTOR, OPERATIONS AND FINANCE/MEMBER01/2020Schedule APDF page 42
11MATHEW RYAN KALKOWSKYDIRECTOR, INVESTMENTS/MEMBERIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoDIRECTOR, INVESTMENTS/MEMBER01/2020Schedule APDF page 42
12RUIYI ZHANGDIRECTOR, INVESTMENTS/MEMBERIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoDIRECTOR, INVESTMENTS/MEMBER01/2020Schedule APDF page 42
13JR. CHARLES BYRON BURKHARTDIRECTORIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NAYesDIRECTOR11/2019Schedule APDF page 42
14CHRISTOPHER GEORGE MACKAYMANAGING DIRECTOR, CLIENT SERVICE AND MARKETING/MEMBERIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NAYesMANAGING DIRECTOR, CLIENT SERVICE AND MARKETING/MEMBER07/2020Schedule APDF page 42
15TLM TRUST U/A DATED 12/30/21MEMBERDomestic entity1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoMEMBER12/2021Schedule APDF page 42
16MSM TRUST U/A DATED 12/30/21MEMBERDomestic entity1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoMEMBER12/2021Schedule APDF page 42
17SHANNON WARE MONTSINGERTRUSTEE OF TLM TRUST U/A DATED 12/30/21Individual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoTRUSTEE OF TLM TRUST U/A DATED 12/30/2112/2021Schedule APDF page 42
18SHANNON WARE MONTSINGERTRUSTEE OF MSM TRUST U/A DATED 12/30/21Individual1607 CAPITAL PARTNERS, LLCLess than 5%Code NANoTRUSTEE OF MSM TRUST U/A DATED 12/30/2112/2021Schedule APDF page 42
19KEVIN STEWART RUTHERFORDCHIEF COMPLIANCE OFFICERIndividual1607 CAPITAL PARTNERS, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER01/2023Schedule APDF page 43
20KELLY FITZGERALD TATTERSALLTRUSTEEIndividualTHE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUSTPercentage not specifiedCode FNoTRUSTEE01/2015Schedule BPDF page 43
21FRED THOMAS TATTERSALLTRUSTEEIndividualTHE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUSTPercentage not specifiedCode FNoTRUSTEE01/2015Schedule BPDF page 43
22MARKEL VENTURES INC.MEMBERDomestic entityROSEMONT INVESTMENT GROUP, LLC75% or moreCode EYesMEMBER06/2018Schedule BPDF page 43
23MARKEL CORPORATIONSOLE SHAREHOLDERDomestic entityMARKEL VENTURES INC.75% or moreCode EYesSOLE SHAREHOLDER11/2005Schedule BPDF page 43
24SHANNON WARE MONTSINGERTRUSTEEIndividualTLM TRUST U/A DATED 12/30/21Percentage not specifiedCode FNoTRUSTEE12/2021Schedule BPDF page 43
25SHANNON WARE MONTSINGERTRUSTEEIndividualMSM TRUST U/A DATED 12/30/21Percentage not specifiedCode FNoTRUSTEE12/2021Schedule BPDF page 43

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/17/2026 3:48:07 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.