THE WOODLANDS, TXCRD 144351Latest ADV March 20, 2026
Awm Financial Services Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in The Woodlands, TX. Its latest Form ADV filing, dated March 20, 2026, reports $321M in regulatory assets under management, 19 employees, and 2,700 accounts.
Assets Under Management
$321M
Employees
19
Offices
--
Total Clients
209
Primary office
THE WOODLANDS, TX
9595 SIX PINES DRIVE, BUILDING 4 SUITE 4230, THE WOODLANDS, TX, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Hourly charges
Other fee arrangements
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 75.6% of total clients.
Top client categories% of clientsClients
1
Individuals
75.6%
158
2
HNWI
20.1%
42
3
Corporations
2.4%
5
4
Other Advisers
1.9%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$321Mas of March 20, 2026
Discretionary100.0%
$321M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$321M
Total Accounts2,700
10Y AUM Change+$199M (+164.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees19
Clients per Employee11:1
10Y Employee Change+6 (+46.2%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.