EAST GREENWICH, RICRD 143912Latest ADV March 30, 2026
Forbes Financial Planning, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in East Greenwich, RI. Its latest Form ADV filing, dated March 30, 2026, reports $241M in regulatory assets under management, 3 employees, and 887 accounts.
Assets Under Management
$241M
Employees
3
Offices
--
Total Clients
887
Primary office
EAST GREENWICH, RI
660 MAIN STREET, UNIT C-3, EAST GREENWICH, RI, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 52.1% of total clients.
Top client categories% of clientsClients
1
Individuals
52.1%
462
2
HNWI
46.1%
409
3
MANAGED VARIABLE ANNUITY PROGRAMS
1.8%
16
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$241Mas of March 30, 2026
Discretionary100.0%
$241M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$241M
Total Accounts887
10Y AUM Change+$116M (+93.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee296:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.