Wakefield Asset Management, Lllp is an SEC registered investment adviser with a primary office location in Englewood, CO. Its latest Form ADV filing, dated March 30, 2026, reports $454M in regulatory assets under management, 11 employee, and 586 accounts.
Assets Under Management
$454M
Employees
11
Offices
--
Total Clients
201
Primary office
ENGLEWOOD, CO
7887 EAST BELLEVIEW AVE, SUITE #800, ENGLEWOOD, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.2% of total clients.
Top client categories% of clientsClients
1
Individuals
51.2%
103
2
HNWI
42.3%
85
3
Corporations
4.0%
8
4
Pension Plans
1.5%
3
5
Charitable
1.0%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$454Mas of March 30, 2026
Discretionary99.9%
$454M
100% of total RAUM99.9%
Non-discretionary0.1%
$472K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$454M
Total Accounts586
10Y AUM Change$-64M (-12.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees11
Clients per Employee18:1
10Y Employee Change+4 (+57.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.